ASTI - Query Regarding Trading Activity::
Announcement Type: Query Regarding Trading Activity
Company: ASTI HOLDINGS LIMITED
Stock Code/Name: 575 - ASTI
Company: ASTI HOLDINGS LIMITED
Stock Code/Name: 575 - ASTI
| Query Regarding Trading Activity:: |
| Issuer & Securities |
| Issuer/ Manager | ASTI HOLDINGS LIMITED |
| Securities | ASTI HOLDINGS LIMITED - SG1G77872271 - 575 |
| Announcement Details |
| Announcement Title | Query Regarding Trading Activity |
| Date & Time of Broadcast | 20-May-2014 15:18:54 |
| Status | New |
| Announcement Reference | SG140520OTHR9UA1 |
| Submitted By (Co./ Ind. Name) | SINGAPORE EXCHANGE SECURITIES TRADING LIMITED |
| Designation | SURVEILLANCE |
| Query Description (Please provide a detailed description of the Query in the box below) | 20 May 2014 ASTI Holdings Limited Dear Sir QUERY REGARDING TRADING ACTIVITY We have noted, and draw to your attention, unusual volume movements in your shares today. To ensure a fair, orderly and transparent market, please answer each of the following: Question 1: Are you (the issuer) aware of any information not previously announced concerning you, your subsidiaries or associated companies which, if known, might explain the trading? Such information may include events that are potentially material and price-sensitive, such as discussions and negotiations that may lead to joint ventures, mergers, acquisitions or purchase or sale of a significant asset. You may refer to paragraph 8 in Appendix 7.1 of the Mainboard Rules for further examples. - If yes, the information shall be announced immediately. Question 2: Are you aware of any other possible explanation for the trading? Such information may include public circulation of information by rumours or reports. Question 3: Can you confirm your compliance with the listing rules and, in particular, Mainboard Rule 703? The Board of Directors shall collectively and individually take responsibility for the accuracy of the reply to the query. Please also refer to Practice Note 7.1 of the Mainboard Rules for guidelines to deal with particular situations and issues. This may include the issuance of a holding announcement, if necessary. Please respond immediately via SGXNet. Where appropriate, you may want to request a trading halt or a suspension of trading. Please contact Securities Market Control (or, if you need to discuss the matter, your Account Manager in Issuer Regulation) immediately. Thank you for your cooperation. We have released this letter via SGXNet. Yours faithfully Kelvin Koh Vice President Head of Surveillance Notes: 1. An issuer must announce any information known to the issuer concerning it or any of its subsidiaries or associated companies which is necessary to avoid the establishment of a false market in the issuer s securities, or would be likely to materially affect the price or value of its securities (Rule 703). 2. An issuer must undertake a review to determine the causes of any unusual trading activity (paragraph 20 of Appendix 7.1). 3. An announcement should, among other things, state whether the issuer or any of its directors are aware of the reasons for the unusual trading activity and whether there is any material information which has not been publicly disclosed (paragraph 31 of Appendix 7.1). 4. Your responsibility under listing rules is not confined to, or necessarily satisfied by, answering the questions in this letter. |
| Query Submission Date and Time | 20-May-2014 15:18:54 |
AusGroup - General Announcement::Appointment of new directors
Announcement Type: General Announcement
Company: AUSGROUP LIMITED
Stock Code/Name: 5GJ - AusGroup
Company: AUSGROUP LIMITED
Stock Code/Name: 5GJ - AusGroup
| General Announcement::Appointment of new directors |
| Issuer & Securities |
| Issuer/ Manager | AUSGROUP LIMITED |
| Securities | AUSGROUP LIMITED - SG1R38924838 - 5GJ |
| Announcement Details |
| Announcement Title | General Announcement |
| Date & Time of Broadcast | 20-May-2014 14:39:50 |
| Status | New |
| Announcement Sub Title | Appointment of new directors |
| Announcement Reference | SG140520OTHRVZ4D |
| Submitted By (Co./ Ind. Name) | Gerard Patrick Hutchinson |
| Designation | Chief Financial Officer |
| Description (Please provide a detailed description of the event in the box below) | Appointment of Wu Yu Liang and Captain Larry Glenn Johnson |
| Attachments |
|
AusGroup - Change - Announcement of Appointment::Appointment of Captain Larry Glenn Johnson as a director of AusGroup Limited
Announcement Type: Announcement of Appointment
Company: AUSGROUP LIMITED
Stock Code/Name: 5GJ - AusGroup
Company: AUSGROUP LIMITED
Stock Code/Name: 5GJ - AusGroup
| Change - Announcement of Appointment::Appointment of Captain Larry Glenn Johnson as a director of AusGroup Limited |
| Issuer & Securities |
| Issuer/ Manager | AUSGROUP LIMITED |
| Securities | AUSGROUP LIMITED - SG1R38924838 - 5GJ |
| Announcement Details |
| Announcement Title | Change - Announcement of Appointment |
| Date & Time of Broadcast | 20-May-2014 14:54:23 |
| Status | New |
| Announcement Sub Title | Appointment of Captain Larry Glenn Johnson as a director of AusGroup Limited |
| Announcement Reference | SG140520OTHRKDR8 |
| Submitted By (Co./ Ind. Name) | Gerard Patrick Hutchinson |
| Designation | Chief Financial Officer |
| Description (Please provide a detailed description of the event in the box below) | Appointment of Captain Larry Glenn Johnson as a director of AusGroup Limited |
| Additional Details |
| Date Of Appointment | 20/05/2014 |
| Name Of Person | Captain Larry Glenn Johnson |
| Age | 61 |
| Country Of Principal Residence | Singapore |
| The Board's comments on this appointment (including rationale, selection criteria, and the search and nomination process) | The board had considered the nominating committee's recommendation and assessment of Captain Larry Glenn Johnson's background, qualifications and experience and is satisfied with the value that he can contribute to the board. |
| Whether appointment is executive, and if so, the area of responsibility | No |
| Job Title (e.g. Lead ID, AC Chairman, AC Member etc.) | Non-independent non-executive diretor |
| Familial relationship with any director and/ or substantial shareholder of the listed issuer or of any of its principal subsidiaries | No |
| Conflict of interests (including any competing business) | No |
| Working experience and occupation(s) during the past 10 years | Refer to attached curriculum vitae |
| Shareholding interest in the listed issuer and its subsidiaries? | No |
| Past (for the last 5 years) | Refer to appendix "A'' |
| Present | Refer to appendix "A'' |
| (a) Whether at any time during the last 10 years, an application or a petition under any bankruptcy law of any jurisdiction was filed against him or against a partnership of which he was a partner at the time when he was a partner or at any time within 2 years from the date he ceased to be a partner? | No |
| (b) Whether at any time during the last 10 years, an application or a petition under any law of any jurisdiction was filed against an entity (not being a partnership) of which he was a director or an equivalent person or a key executive, at the time when he was a director or an equivalent person or a key executive of that entity or at any time within 2 years from the date he ceased to be a director or an equivalent person or a key executive of that entity, for the winding up or dissolution of that entity or, where that entity is the trustee of a business trust, that business trust, on the ground of insolvency? | No |
| (c) Whether there is any unsatisfied judgment against him? | No |
| (d) Whether he has ever been convicted of any offence, in Singapore or elsewhere, involving fraud or dishonesty which is punishable with imprisonment, or has been the subject of any criminal proceedings (including any pending criminal proceedings of which he is aware) for such purpose? | No |
| (e) Whether he has ever been convicted of any offence, in Singapore or elsewhere, involving a breach of any law or regulatory requirement that relates to the securities or futures industry in Singapore or elsewhere, or has been the subject of any criminal proceedings (including any pending criminal proceedings of which he is aware) for such breach? | No |
| (f) Whether at any time during the last 10 years, judgment has been entered against him in any civil proceedings in Singapore or elsewhere involving a breach of any law or regulatory requirement that relates to the securities or futures industry in Singapore or elsewhere, or a finding of fraud, misrepresentation or dishonesty on his part, or he has been the subject of any civil proceedings (including any pending civil proceedings of which he is aware) involving an allegation of fraud, misrepresentation or dishonesty on his part? | No |
| (g) Whether he has ever been convicted in Singapore or elsewhere of any offence in connection with the formation or management of any entity or business trust? | No |
| (h) Whether he has ever been disqualified from acting as a director or an equivalent person of any entity (including the trustee of a business trust), or from taking part directly or indirectly in the management of any entity or business trust? | No |
| (i) Whether he has ever been the subject of any order, judgment or ruling of any court, tribunal or governmental body, permanently or temporarily enjoining him from engaging in any type of business practice or activity? | No |
| (i) any corporation which has been investigated for a breach of any law or regulatory requirement governing corporations in Singapore or elsewhere; or | No |
| (ii) any entity (not being a corporation) which has been investigated for a breach of any law or regulatory requirement governing such entities in Singapore or elsewhere; or | No |
| (iii) any business trust which has been investigated for a breach of any law or regulatory requirement governing business trusts in Singapore or elsewhere; or | No |
| (iv) any entity or business trust which has been investigated for a breach of any law or regulatory requirement that relates to the securities or futures industry in Singapore or elsewhere, in connection with any matter occurring or arising during that period when he was so concerned with the entity or business trust? | No |
| (k) Whether he has been the subject of any current or past investigation or disciplinary proceedings, or has been reprimanded or issued any warning, by the Monetary Authority of Singapore or any other regulatory authority, exchange, professional body or government agency, whether in Singapore or elsewhere? | No |
| Any prior experience as a director of a listed company? | Yes |
| If Yes, Please provide full details | Executive director and chief operating officer of Ezion Holdings Limited |
| Attachments |
|
AusGroup - Change - Announcement of Appointment::Appointment of Mr Wu Yu Liang as a director of AusGroup Limited
Announcement Type: Announcement of Appointment
Company: AUSGROUP LIMITED
Stock Code/Name: 5GJ - AusGroup
Company: AUSGROUP LIMITED
Stock Code/Name: 5GJ - AusGroup
| Change - Announcement of Appointment::Appointment of Mr Wu Yu Liang as a director of AusGroup Limited |
| Issuer & Securities |
| Issuer/ Manager | AUSGROUP LIMITED |
| Securities | AUSGROUP LIMITED - SG1R38924838 - 5GJ |
| Announcement Details |
| Announcement Title | Change - Announcement of Appointment |
| Date & Time of Broadcast | 20-May-2014 14:49:27 |
| Status | New |
| Announcement Sub Title | Appointment of Mr Wu Yu Liang as a director of AusGroup Limited |
| Announcement Reference | SG140520OTHRPLX0 |
| Submitted By (Co./ Ind. Name) | Gerard Patrick Hutchinson |
| Designation | Chief Financial Officer |
| Description (Please provide a detailed description of the event in the box below) | Appointment of Mr Wu Yu Liang as a director of AusGroup Limited |
| Additional Details |
| Date Of Appointment | 20/05/2014 |
| Name Of Person | Wu Yu Liang |
| Age | 53 |
| Country Of Principal Residence | Singapore |
| The Board's comments on this appointment (including rationale, selection criteria, and the search and nomination process) | The board had considered the nominating committee's recommendation and assessment of Mr Wu Yu Liang's background, qualifications and experience and also undertook the assessment of the independence of Mr Wu, and is satisfied with the value that he can contribute to the board. |
| Whether appointment is executive, and if so, the area of responsibility | No |
| Job Title (e.g. Lead ID, AC Chairman, AC Member etc.) | Independent non-executive director |
| Familial relationship with any director and/ or substantial shareholder of the listed issuer or of any of its principal subsidiaries | No |
| Conflict of interests (including any competing business) | No |
| Working experience and occupation(s) during the past 10 years | Refer to attached curriculum vitae . |
| Shareholding interest in the listed issuer and its subsidiaries? | No |
| Past (for the last 5 years) | Refer to appendix "A" |
| Present | Refer to appendix "A" |
| (a) Whether at any time during the last 10 years, an application or a petition under any bankruptcy law of any jurisdiction was filed against him or against a partnership of which he was a partner at the time when he was a partner or at any time within 2 years from the date he ceased to be a partner? | No |
| (b) Whether at any time during the last 10 years, an application or a petition under any law of any jurisdiction was filed against an entity (not being a partnership) of which he was a director or an equivalent person or a key executive, at the time when he was a director or an equivalent person or a key executive of that entity or at any time within 2 years from the date he ceased to be a director or an equivalent person or a key executive of that entity, for the winding up or dissolution of that entity or, where that entity is the trustee of a business trust, that business trust, on the ground of insolvency? | No |
| (c) Whether there is any unsatisfied judgment against him? | No |
| (d) Whether he has ever been convicted of any offence, in Singapore or elsewhere, involving fraud or dishonesty which is punishable with imprisonment, or has been the subject of any criminal proceedings (including any pending criminal proceedings of which he is aware) for such purpose? | No |
| (e) Whether he has ever been convicted of any offence, in Singapore or elsewhere, involving a breach of any law or regulatory requirement that relates to the securities or futures industry in Singapore or elsewhere, or has been the subject of any criminal proceedings (including any pending criminal proceedings of which he is aware) for such breach? | No |
| (f) Whether at any time during the last 10 years, judgment has been entered against him in any civil proceedings in Singapore or elsewhere involving a breach of any law or regulatory requirement that relates to the securities or futures industry in Singapore or elsewhere, or a finding of fraud, misrepresentation or dishonesty on his part, or he has been the subject of any civil proceedings (including any pending civil proceedings of which he is aware) involving an allegation of fraud, misrepresentation or dishonesty on his part? | No |
| (g) Whether he has ever been convicted in Singapore or elsewhere of any offence in connection with the formation or management of any entity or business trust? | No |
| (h) Whether he has ever been disqualified from acting as a director or an equivalent person of any entity (including the trustee of a business trust), or from taking part directly or indirectly in the management of any entity or business trust? | No |
| (i) Whether he has ever been the subject of any order, judgment or ruling of any court, tribunal or governmental body, permanently or temporarily enjoining him from engaging in any type of business practice or activity? | No |
| (i) any corporation which has been investigated for a breach of any law or regulatory requirement governing corporations in Singapore or elsewhere; or | No |
| (ii) any entity (not being a corporation) which has been investigated for a breach of any law or regulatory requirement governing such entities in Singapore or elsewhere; or | No |
| (iii) any business trust which has been investigated for a breach of any law or regulatory requirement governing business trusts in Singapore or elsewhere; or | No |
| (iv) any entity or business trust which has been investigated for a breach of any law or regulatory requirement that relates to the securities or futures industry in Singapore or elsewhere, in connection with any matter occurring or arising during that period when he was so concerned with the entity or business trust? | No |
| (k) Whether he has been the subject of any current or past investigation or disciplinary proceedings, or has been reprimanded or issued any warning, by the Monetary Authority of Singapore or any other regulatory authority, exchange, professional body or government agency, whether in Singapore or elsewhere? | Yes |
| If Yes, Please provide full details | On 27/2/2001, a complaint was lodged with the Law Society of Singapore by the Plaintiffs in a legal suit against the Defendants' solicitor firm of Yeo Wu & Thian of which Mr Wu Yu Liang was previously a partner. The complaint alleged that the letter of demand issued by the Defendants' solicitors made baseless demand and demand for unsubstantiated sums against the Plaintiffs/complainants. On 10/12/2001 the Law Society of Singapore wrote to confirm the inquiry committee's findings that Mr Wu Yu Liang together with 3 other partners were not involved in the legal suit and that the complaint against them was dismissed. |
| Any prior experience as a director of a listed company? | Yes |
| If Yes, Please provide full details | 1. China Environment Ltd. - Independent director, member of audit committe, chairman of nominating committee and member of remuneration committee. 2. Jiutian Chemical Group Limited - Lead independent director, member of audit committee and chairman of remuneration committee. 3. Pan Asian Holdings Limited - Independent director, member of audit committee, chairman of nominating committee and chairman of remuneration committee. |
| Attachments |
|
RH PetroGas - Query Regarding Trading Activity::
Announcement Type: Query Regarding Trading Activity
Company: RH PETROGAS LIMITED
Stock Code/Name: T13 - RH PetroGas
Company: RH PETROGAS LIMITED
Stock Code/Name: T13 - RH PetroGas
| Query Regarding Trading Activity:: |
| Issuer & Securities |
| Issuer/ Manager | RH PETROGAS LIMITED |
| Securities | RH PETROGAS LIMITED - SG1H00001443 - T13 |
| Announcement Details |
| Announcement Title | Query Regarding Trading Activity |
| Date & Time of Broadcast | 20-May-2014 15:04:08 |
| Status | New |
| Announcement Reference | SG140520OTHRGYAH |
| Submitted By (Co./ Ind. Name) | SINGAPORE EXCHANGE SECURITIES TRADING LIMITED |
| Designation | SURVEILLANCE |
| Query Description (Please provide a detailed description of the Query in the box below) | 20 May 2014 RH Petrogas Limited Dear Sir QUERY REGARDING TRADING ACTIVITY We have noted, and draw to your attention, unusual price movements in your shares recently. To ensure a fair, orderly and transparent market, please answer each of the following: Question 1: Are you (the issuer) aware of any information not previously announced concerning you, your subsidiaries or associated companies which, if known, might explain the trading? Such information may include events that are potentially material and price-sensitive, such as discussions and negotiations that may lead to joint ventures, mergers, acquisitions or purchase or sale of a significant asset. You may refer to paragraph 8 in Appendix 7.1 of the Mainboard Rules for further examples. - If yes, the information shall be announced immediately. Question 2: Are you aware of any other possible explanation for the trading? Such information may include public circulation of information by rumours or reports. Question 3: Can you confirm your compliance with the listing rules and, in particular, Mainboard Rule 703? The Board of Directors shall collectively and individually take responsibility for the accuracy of the reply to the query. Please also refer to Practice Note 7.1 of the Mainboard Rules for guidelines to deal with particular situations and issues. This may include the issuance of a holding announcement, if necessary. Please respond immediately via SGXNet. Where appropriate, you may want to request a trading halt or a suspension of trading. Please contact Securities Market Control (or, if you need to discuss the matter, your Account Manager in Issuer Regulation) immediately. Thank you for your cooperation. We have released this letter via SGXNet. Yours faithfully Kelvin Koh Vice President Head of Surveillance Notes: 1. An issuer must announce any information known to the issuer concerning it or any of its subsidiaries or associated companies which is necessary to avoid the establishment of a false market in the issuer s securities, or would be likely to materially affect the price or value of its securities (Rule 703). 2. An issuer must undertake a review to determine the causes of any unusual trading activity (paragraph 20 of Appendix 7.1). 3. An announcement should, among other things, state whether the issuer or any of its directors are aware of the reasons for the unusual trading activity and whether there is any material information which has not been publicly disclosed (paragraph 31 of Appendix 7.1). 4. Your responsibility under listing rules is not confined to, or necessarily satisfied by, answering the questions in this letter. |
| Query Submission Date and Time | 20-May-2014 15:04:08 |
No comments:
Post a Comment